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Capital Markets Authority Law

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Disputes and issues related to or in connection with Law of Capital Markets Authority

Key services and activities include but are not limited to:

Disputes and issues related to or in connection with decisions and resolutions issued by Capital Markets Authority including but not limited to complaints , grievances , disputing and challenging such decisions before the competent court of Capital Markets Authority in accordance with the legal regulations of such courts

Disputes and issues related to or in connection with decisions and resolutions issued by Capital Markets Authority including but not limited to complaints , grievances , disputing and challenging such decisions before the competent court of Capital Markets Authority in accordance with the legal regulations of such courts

Filing complaints and complaints investigation.

Complaints against decisions issued by complaints committee.

Disputes and issues related to or in connection with the powers and responsibilities of Disciplinary Council of Capital Markets Authority in connection with :

Powers of Disciplinary Council relevant to investigation

Penalties vested with Disciplinary Council to be imposed on the violating person or entity.

Challenge to penalties issued by council to be imposed on the violating person.

Disputes relevant to the application and imposition of criminal penalties including but not limited to :

Disputes on or in connection with disclosure of interests.

Disputes related to or in connection with acquisition transactions.

Disputes related to or in connection with acquisition transactions.

Various areas and issues of disputes addressed by law , including :

  • Offense / crime by insider benefiting from or exploiting internal information or disclosing such insider or other information
  • Offense / crime by way of an act or action involving the creation of false , fraudulent or misleading appearance or representation which may affect the actual trading of such securities , commercial or financial papers
  • Offense / crime by a stakeholder with an undisclosed interest openly encouraging or purporting to encourage the purchase or sale of a specific security , commercial or financial paper
  • Offense / crime of disclosure of confidential information / secrets related to a position , job or profession and other crimes or offenses
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